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Author: Amy Tabor
What right have we to believe Nature under any obligation to do her work by means of complete minds only? She may find an incomplete mind a more suitable instrument for a particular purpose. It is the work that is done, and the quality in the worker by which it was done, that is alone of moment; and it may be no great matter from a cosmical standpoint, if in other qualities of character he was singularly defectiveif indeed he were hypocrite, adulterer, eccentric, or lunatic. [1]
It was about the first danger that the Société de Linguistique de Paris was chiefly worried when, in 1866, they established a moratorium on all speculations about the origins of language. It is more concern about the second danger, however, that has kept modern linguists from inquiring overmuch into the beginnings of the human behavior they study. The Chomskian orthodoxy to which nearly all academic linguists in the United States subscribe holds that certain basic structures common to all languages are innate in human brains and that these innate structures, by limiting the range of possible languages, help children learn the languages they grow up hearing. Chomskians often call these innate structures, collectively, the "grammar organ," as if, just as we are all born with a liver to filter our blood, we are all born with a special part of our brain designed for learning human language. Here the mystification begins. As the doctor who explained to Molières Malade Imaginère that a certain sleeping potion worked in virtue of its "soporific power," linguists have discovered that many interesting questions may be suppressed by one tidy abstraction.
Chomsky himself seems aware enough of the difficulties of attributing any kind of physiological reality to the "grammar organ" to be coy about what he thinks it really is and how he thinks it might have come to be. Faced with the criticism that the enormously complex innate structures which his theories require could never have developed through the slow mechanisms of natural selection, given even the most generous estimates of the age of human language, Chomsky ducks the question thus:
Can the problem of the evolution of language be addressed today? In fact, little is known about these matters. Evolutionary theory is informative about many things, but it has little to say as of now, about questions of this nature. The answers may well lie not so much in the theory of natural selection as in molecular biology, in the study of what kinds of physical systems can develop under the conditions of life on earth and why, ultimately because of physical principles. It surely cannot be assumed that every trait is specifically selected. In the case of such systems as language . . . it is not easy to imagine a course of selections that might have given rise to them. [2]
What Chomsky seems to be suggesting is that there may be some as yet undiscovered property of neurons that, once it is discovered, will show that any mass of them the size and rough configuration of the human brain would naturally come to have a "grammar organ." In a way, Terrence Deacon might be said to be Chomskys intellectual heir, for he sets out to show that the human adaptation for language-learning does indeed grow naturally out of other features of our brains, but he does so in such a different way from the way that Chomsky imaginedusing not some new mystery of microbiology, but a combination of the current sciences of neurology, physiology, evolutionary biology, and information sciencethat Deacon overturns much of the Chomskian view of language.
Before we understand why this matters, we must explore why Chomsky and his followers are so eager to put off any explanation of the nuts and bolts of the relationship of language to the brain. Back in the 1960s, when Chomsky first unveiled his linguistic system, it had such "robust results" (as his followers like to call them) that it carried all before it by the sheer force of its explanatory power. Previous treatments of syntax had taken the basic form that should be familiar to any student of languages: parts of speech, cases, genders, plus a few rules for putting these together and, of course, more than a few exceptions to these rules. Chomsky simplified matters by explaining the surface tangle of syntactic rules as manifestations of an underlying formal system common to all speakers of a language, which he called the "deep structure" of a language. By positing a relatively limited number of "deep structures" and appropriate rules for converting them into surface expressions according to context, Chomsky was able to account for the way we actually speak much more elegantly than had any before him. This success created a wave of optimism as linguistics departments were founded all over the U.S. in happy expectation that a few decades of work would identify all the deep structures and all the transformational rules of any language one pleased.
It turned out that, like many initially promising ideas, transformational linguistics ("transformational" because of the transformations that must be carried out on the deep structures to turn them into recognizable utterances) was devilishly hard to perfect. Each refinement of the theory became more complexmore levels of structure, more rules, more transformationsuntil many began to suspect that Chomsky hadnt nailed it after all, and attempts at "non-transformational" linguistic systems began to appear. For Chomsky to defend his increasingly baroque theory, it was convenient for him not to consider how intricate the physiological adaptations of the naturally-selected "grammar organ" might plausibly be. By stating that current biology was not advanced enough to explain language, he could create as many new entities as he wantedOckham be damned.
In holding tenaciously to his view that there were innate mental structures guiding the acquisition of human language, Chomsky had a psychological as well as a linguistic agenda: he and his followers did much to discredit B.F. Skinner, Jean Piaget, and their "behaviorist" followers, who held that human minds were pure intellects at birth, ready to be trained into any conceivable form. In arguing that this was not true in the case of languagethat certain conceivable languages could never be learned by a human child, because they were not among the possibilities allowed by the "grammar organ"Chomsky meant to reaffirm the limits of human culture and personality more generally.
Some of his followers have taken the philosophical consequences of Chomskian linguistics to extremes. Most notably, Jerry Fodor has argued that the Chomskian method of separating syntax from semantics leads inexorably to a refutation of both moral and epistemological relativism. One of Chomskys great insights was that speakers of a language could recognize certain nonsense utterances as well-formed sentences: Chomskys own favorite example was "Colorless green ideas sleep furiously." It is one thing, of course, to say that sense and syntactic well-formedness can be analytically separated and another to establish that syntactic parsing is carried on in the brain by a separate physiological mechanism having no access to any of the minds semantic knowledge. This latter view is Fodors, and he is quite upfront about his reasons for being so attached to it:
Roughly, the idea that cognition saturates perception belongs with and is, indeed, historically connected with) the idea in the philosophy of science that one's observations are comprehensively determined by one's theories; with the idea in anthropology that one's values are comprehensively determined by one's culture; with the idea in sociology that one's epistemic commitments, including especially one's science, are comprehensively determined by one's class affiliations; and with the idea in linguistics that one's metaphysics is comprehensively determined by one's syntax. All these ideas imply a kind of relativistic holism: because perception is saturated by cognition, observation by theory, values by culture, science by class, and metaphysics by language, rational criticism of scientific theories, ethical values metaphysical world-views, or whatever can take place only within the framework of assumptions thatas a matter of geographical, historical, or sociological accidentthe interlocutors happen to share. What you can't do is rationally criticize framework. The thing is: I hate relativism. I hate relativism more than I hate anything else, excepting, maybe, fiberglass powerboats. More to the point, I think that relativism is very probably false. [3]
The link Fodor sees between what he calls the "modularity" of the mind (the theory that certain processes, like syntactic parsing, are carried out by dedicated "modules" having no access to information stored in other parts of the mind) and epistemological certainty is roughly this: if the information we come to have about how things look and sound and are structured syntactically doesnt come from information already in our mind, and it must come from somewhere, then that somewhere must be the real external world.
Fodor is not naïve: he knows that mental information might somehow be triggered by outside information and yet be a wildly inaccurate representation of it, but he is convinced that the success we humans have had in environments that natural selection could not have forseen indicates that our ideas are indeed accurate representations:
God gave the male stickleback the idea that whatever is red is a rival. Because this idea is false, the sticklebacks innate psychological theory mediates only stereotyped behavioral coordinations, and those only while adventitious ecological regularities obtain. God gave us suchrather more complicatedideas as that if x wants that P, and x believes that not-P unless Q, and x believes that x can bring it about that Q then ceteris paribus x tries to bring it about that Q. Because this idea is true, our innate psychological theory mediates vastly more flexible behavioral coordinations than the stickleback's and will continue to do so as long as human nature doesn't change. That is one reason why we wrote Hamlet and the stickleback didn't. [4]
And so, the debate about whether transformational grammar is a psychologically real description of human language comes to be about not just whether it is possible for humans to live otherwise than the way they do (an important enough question) but about whether the way humans live has any justification external to human nature itself. No wonder linguists have been loath to demystify their "grammar organ" by inquiring into its evolutionary origins.
Terrence Deacon, however, is not satisfied to cabin off language from Darwinism, nor is he afraid to confront what some find spiritually troubling realities. He begins with the question, why is human language unique?
Ordinarily, Nature starts out with very simple structures and develops them into more complex ones over eons and across species: the protoplasm of a paramecium becomes a full-blown circulatory system only by thousands of small steps. With language, however, Nature went from absolute zero to full-blown complexity in a single leap: no other species, so far as we know, uses any symbolic system, however rudimentary, to communicate. The singularity of language is especially puzzling because language is so successful. With its help, a relatively weak, slow, and vulnerable species knocks several thousand species out of the Darwinian game every year. A chain of logic emerges which seems to command an anti-Darwinian account of language: 1) valuable evolutionary adaptations are widespread, and complex ones are slow to develop; 2) language is a complex, unique, and valuable behavior, which developed quickly; therefore, 3) language must not be an evolutionary adaptation.
Deacon challenges this argument by questioning whether language is as valuable as most assume. He doesnt dispute that full-blown human language is quite useful. Rather, he questions whether simple languagesthe evolutionary missing links Darwinism suggests we should findare useful.
Deacon argues that the reason there are no simple languages in nature is that animals using simple languages would be unlikely to survive. If any other behavior were lacking in the animal world, a suggestion that it lacks survival value would hardly raise eyebrows, but we are so used to thinking of language as preeminently useful that understanding simple languages disadvantages requires some mental gymnastics. Deacons explanation of this point is technical and contains some confusing terminology, but it is well worth the difficulties. He begins by distinguishing symbolic learninglearning the abstract associations necessary for languagefrom associative learninglearning to expect some event to follow a certain sensory stimulus. Deacons insight is that symbolic learning is time consuming, disrupts associative learning, and yields little initial fruit. A normal, associatively learning antelope connects certain grass movements with being pursued by a lion. When he sees these movements, he takes off running. A symbolic antelope would have to forget these connections and focus instead on the relationship that his mental impressions of grass, movement, lions, and pursuit bear to each other. [5] Long before he arrives at "grass is moving," the symbolic antelope is likely to have been eaten.
We know from hindsight that a diversion of energies away from what is immediately the most useful epistemological strategy will eventually bear enormous fruit, but Nature, proceeding blindly in her small evolutionary steps, never defers survival advantage. As Deacon puts it:
. . . even learning the simplest symbolic relationships places many demands on a rather questionable learning bias. In this trade-off lies the explanation for the failure of symbolic communication to evolve in all but one species. The cognitive requirements for efficient associative learning are in many ways in conflict with those that would enhance symbol learning. Attention to higher-order, more distributed associations and away from those based on temporal-spatial correlations may render these other forms of learning somewhat less efficient. And to learn symbols it's necessary to invest immense effort in learning associations that aren't much use until the whole system of interdependent associations is sorted out. In other words, for a long time in this symbol learning process nothing useful can come of it.
The uniqueness of human language, then, is explained by the crucial failure of evolution as a designerits lack of foresight. While it would be convenient for people to have three hands, we are unlikely ever to get them, because the initial mutations necessary to move humanity in that direction would produce monsters. Deacon suggests that the capacity to learn simple languages is the mental equivalent of an incipient third hand. The question becomes not "why is there only one species that uses language?" but "why is there any species that does?"
Deacons answer to this question is the most speculative part of his book. He argues that the circumstances in which our ancestors were placed made simple language uniquely valuable. He claims (and I have no way of evaluating this claim) that humans are the only animals that organize themselves into large social groups and at the same time into (more or less) pair-bonded couples. Certainly we are all familiar with the problems that the combination of these two forms of social organization can causeadultery, violence, and abandonment. This troublesome dual social organization was made necessary, Deacon argues, when changing climactic conditions forced our last direct ape ancestors (perhaps no more intelligent than modern chimpanzees) to become hunters and foragers on the African plains, where a nursing mother could not collect sufficient food without the help of a male, and where males needed each others help to trap and butcher prey. Ordinarily, fatherly provisioning is impossible in a large group, because males do not know which offspring are theirs. Deacon argues that the first symbolic systems (perhaps systems of hand gestures) were created to ritualize marriage bonds, so that males could be induced to provide for females and their offspring. As Deacon points out, a marriage is a symbolic link making a promise about future behaviorno number of repetitions of any stimulus/event combination can constitute such a promise. While learning the symbolic system of husband and wife would have been difficult, marriage, he argues, was so important to an early hominids success in rearing of offspring that the diversion of attention from traditional associative learning was worthwhile.
Deacon next faces the problem of how humanoid apes were able to go, in relatively short time, from having to take great pains to understand a single symbolic relationship to learning complex languages practically effortlessly by the age of three. Deacon refers repeatedly to what he calls "the co-evolution of language and the brain." He argues that as languages emerged and became more complex, they placed a selection pressure on brains to focus more on symbolic, and less on associative, learning. At the same time, as brains became more biased toward symbolic learning, languages became even more complex, exerting even more selection pressure in favor of symbolic learning. With these strong, mutually reinforcing selection pressures egging each other on, linguistic behavior emerged relatively rapidly.
What is unique in Deacons account is that he sees languages, not just organisms, as capable of evolution. Like genes, languages are systems of information which survive to a greater or lesser extent depending on how often they are copied and which change by being imperfectly copied. [6] Because they change more rapidly than genes can, languages evolve more rapidly. According to Deacon, the secret to human beings incredible knack for learning language is not in the human minds complex adaptations for language learning, but in languages complex adaptations for being learned by humans. The physical adaptations necessary for language learning, while large in scale, are relatively simplelarge brains, descended larynxes, high-speed auditory processing, etc. Natural selection could not give children specific knowledge of symbolic rules such as "languages in which the subject precedes the verb have prepositions rather than postpositions." This is just not the sort of information genes encode.
Instead, Deacon argues, languages themselves evolved to be "user-friendly," i.e. to be organized in the ways that children, given their mental predispositions, would be likely to guess that they would. Languages that failed to conform to childrens innate learning tendencies, if invented by adults, would never be learned by the next generation, and so would die out. Thus, the linguistic universals that convince Chomskians that certain symbolic rules must be innate in human minds are in fact the products of convergent evolution, produced not by a common origin, but by a common adaptive context. It is difficult and somewhat unsettling to think of languages, as Deacon does, not just as things we use to communicate, but as independent information systems that survive by reproducing themselves in our brains. Languages, in Deacons view, are something like mental viruses.
While shifting the problem of complexity from slowly evolving genes to quickly evolving information structures elegantly solves the problem of how languages became complex so quickly, it is not a comfortable theory to contemplate. The idea that our communications, our identity, and our consciousness are shaped by a separately evolving entity that originated for its social rather than its epistemic value can be quite frightening. Even more frightening is the idea that our brains have been formed by selection pressure in favor of a learning bias that is sub-optimal in many situations.
Because, according to Deacon, it is impossible for Nature to hard-wire specific instructions for handling the symbolic relationships of language, our brains have evolved to be biased toward symbolic learning quite generally. While useful for language learning, symbolic thinking carries costs. Deacon compares humans to autistic savants, who apprehend the world through limited categories spectacularly useful in some circumstances and utterly hopeless in others. Whereas an autistic savant might see the whole world in terms of numbers of objects, a normal human sees the whole world in terms of symbols, categories, and narrative, and, as we all know, can become quite disoriented when, as so often happens, the world fails to conform itself to the Procrustean bed we have laid out for it. The price of our fantastic evolutionary success, then, is the persistent neurosis and tendency toward despair that plagues everyone to a greater or lesser degree.
Deacons book is highly recommended to any reader who is interested in language, ethology, artificial intelligence, or the philosophy of mind, as it makes important contributions to all these fields. While it is difficult to read in places, The Symbolic Species is worth reading in its entirety for its exceptionally clear, detailed, and creative argumentsenjoyable for their virtuosity even if one is not persuaded by them. Readers will also find fascinating inquiries into subjects I have not touched upon here, such as the counterintuitive way that large brains, while not directly correlated to intelligence, favor symbolic learning, or the way that childrens short attention spans facilitate language learning. Darwinian evolution through natural selection was a difficult theory for biologists to accepthow could something as complex, as well-designed, as important as life, they boggled, be the product of chance? Once accepted, however, Darwinism has proved to have a kind of beauty in addition to its explanatory power. Deacon argues that it is time for linguists and philosophers of mind to accept that the systems that study also had serendipitous origins.
Radically original as it is, Deacons account of the origins of language is not as different from the Chomskian one in its fruits as it is in its methods. While Deacons view would obviate the need for a grammar organ, it would not require either cultural or epistemological relativism. On the contrary, it affirms certain enduring similarities among humans, and one would suppose (though he does not address the issue) that Deacon would think that cultures, like languages, would have to reflect those similarities if they are to survive. The errors Deacon sees as caused by humans symbolic learning bias do not, in his view, saturate our perceptions. If they did, there would be little problem. Instead they nag at it, infect it, and keep it in constant tension with the non-symbolic knowledge that our minds receive more directly through the senses.
Curiously, Deacons scientific explanation of the origins of language also has notable similarities with more traditional accounts, such as the ancient myths of Genesis and of Prometheusa story of origins tending back toward its own origins. Like Hesiod, who tells of Zeus creating Pandora to punish men for having acquired the arts, Deacon sees the beginning of human life in a dual origin of civilization and sexual jealousy. [7]Like the ancient Hebrews, Deacon sees the fruit of the tree of knowledge as both sweet and dangerous.
Do these similarities confirm Deacons theories, suggesting that he has explained what humans intuitively suspected of their own nature all along? Or do they suggest that the Société de Linguistique de Paris was right in 1866? That all so-called scientific inquiries into the origins of language end up as myth and fantasy?
Whether his speculations ultimately explain the origin of language or not, Deacons inquiry is valuable. Not only for the thoughts it stimulates, but because in a co-evolutionary world of minds, cultures, languages, and people, whatever Henry James may say, origins matter. James would no doubt argue that, just as the Bible has spiritual value despite its human origins, language and marriage and social living have value in themselves, whether or not they arose to enforce sexual exclusivity. To a certain extent, he is obviously right: language and human society, like the Bible, have changed dramatically through their histories, and they should be evaluated today according to their present worth. But Deacon shows us how change, even huge change, does not efface origins. Because cultural institutions not only evolve according to their historical or biological conditions, but themselves shape the conditions in which they evolve, the co-evolutionary tracks of biology and culture leave recurring patterns in eachpatterns which can help us to understand ourselves.
FOOTNOTES
[1] James, Varieties of Religious Experience, p. 34, quoting H. Maudsley, Natural Causes and Supernatural Seemings, 1886, pp. 257, 256.
[2] Noam Chomsky, Language and Problem of Knowledge: The Managua Lectures (Cambridge: MIT Press, 1988), p. 167, quoted in Steven Pinker, The Language Instinct, (New York: Harper Collins, 1995), p. 355. Chomsky makes similar remarks in his Language and the Mind (Cambridge: MIT Press, 1972), pp. 97-98, quoted in Pinker, ibid: "It is perfectly safe to attribute this development of innate mental structures to "natural selection," so long as we realize that there is no substance to this assertion, that it amounts to nothing more than a belief that there is some naturalistic explanation for these phenomena . . . . In studying the evolution of mind, we cannot guess to what extent there are physically possible alternatives to, say, transformational generative grammar, for an organism meeting certain other physical conditions characteristic of humans. Conceivably, there are noneor very fewin which case talk about evolution of the language capacity is beside the point."
[3] Jerry Fodor and commentators, review of The Modularity of Mind, Behavioral and Brain Sciences 8 1985): 1-42, p. 5, quoted in Steven Pinker, The Language Instinct, (New York: Harper Collins, 1995), pp. 404-405.
[4] Jerry Fodor, Psychosemantics (Cambridge: MIT Press, 1987), p. 133, quoted in Ray Jackendoff, Languages of the Mind: Essays on Mental Representation (Cambridge: MIT Press, 1992), p. 158.
[5] Jakobsen has expressed the same insight in somewhat different terms by pointing out that, if there were no tables, there could be no such things as a chair (i.e. that the idea of chairness, besides depending on the physical form of chairs, depends on the chairs association with and distinction from tables).
[6] Cf. Richard Dawkins discussion of "memes" in his The Selfish Gene.
[7] Versions of the Prometheus myth differ as to whether, after all of mens troubles had escaped into the world from Pandoras box, Epimetheus quickly shut the lid on the final gift, hope, or whether, slightly wounded by the slamming lid, hope nevertheless escaped and nestled in Epimetheus bosom. Deacon takes the more optimistic view of the possibilities raised by his own narrative of origins, seeing the beauties and pleasures of symbolic thinking (or, as we are more used to thinking of it, consciousness) as outweighing the neuroses that, he argues, are its inevitable accompaniment.